Expertise
FINRA Arbitration Expert Witness, Certified Fraud Examiner, CFE, Virtual Testimony, Portfolio Performance Analysis, Lost Compensation, Zoom, Zoom Testimony, Securities Account Analysis, Opposition Report Analysis, Portfolio Performance Analysis Expert, U5, Back Pay, Performance Analysis, Fraud Analysis, Annuity Analysis, FINRA, AAA, JAMS, State, Federal, Damages, Litigation Consulting, Profit and Loss, Damage Calculation, Calculation of Damages, Custom Exhibit Design, Demonstratives, Cost to Equity, Turnover, Timeline, Market Adjusted, Well Managed, Model Portfolio, Concentration By Sector, Account Analysis, Damages Consulting, What If, But For, Intra Industry, Margin, Options, Stocks, Bonds, UITs, ETFs, Mutual Funds, Alternative, Annuities, REITs, Private Placements, Hedge Funds, Nontraded REITs, Oil & Gas, Oil and Gas, Risk, Volatility, Standard Deviation
Concentration Analysis, Intra Industry Disputes
(For search purposes, not intended to be a comprehensive list)
Elizabeth Falk    CFE

Founder and Managing Principal, Falk Financial Analysis
441 Bloom Lane
Novato, CA 94947

Work: 415-472-1655
elizabeth@falkfinancialanalysis.com
www.falkfinancialanalysis.com
Expertise
FINRA Arbitration Expert Witness, Certified Fraud Examiner, CFE, Virtual Testimony, Portfolio Performance Analysis, Lost Compensation, Zoom, Zoom Testimony, Securities Account Analysis, Opposition Report Analysis, Portfolio Performance Analysis Expert, U5, Back Pay, Performance Analysis, Fraud Analysis, Annuity Analysis, FINRA, AAA, JAMS, State, Federal, Damages, Litigation Consulting, Profit and Loss, Damage Calculation, Calculation of Damages, Custom Exhibit Design, Demonstratives, Cost to Equity, Turnover, Timeline, Market Adjusted, Well Managed, Model Portfolio, Concentration By Sector, Account Analysis, Damages Consulting, What If, But For, Intra Industry, Margin, Options, Stocks, Bonds, UITs, ETFs, Mutual Funds, Alternative, Annuities, REITs, Private Placements, Hedge Funds, Nontraded REITs, Oil & Gas, Oil and Gas, Risk, Volatility, Standard Deviation
Concentration Analysis, Intra Industry Disputes
(For search purposes, not intended to be a comprehensive list)

Elizabeth Falk CFE is the Founder and Managing Principal of Falk Financial Analysis, a firm specializing in quantitative analysis reports, litigation consulting, and damages expert testimony. Over the past 23 years in practice, she has prepared reports in more than 2,000 cases and testified more than 100 times in arbitration (FINRA and AAA) and in state and federal court.

Elizabeth is a Certified Fraud Examiner (CFE). She held Series 7, 65, and 63 licenses (now expired) while working in the financial industry.

Elizabeth has been a proud member of the Securities Experts Roundtable (SER) for the past 14 years. She is the organizationís current President-Elect and 2024 Conference Chair.

Curriculum Vitae

SER Voting Member