The Expert's Examiner


FINRA TO RESUME IN-PERSON HEARINGS IN ALL HEARING LOCATIONS EFFECTIVE AUGUST 2.
July 6, 2021

Beginning August 2, all 69 FINRA Dispute Resolution Services  (“DRS”) hearing locations will be open for in-person proceedings.

The Authority updated its Webpage on June 4 to reflect the change. The Website now says: “In-person proceedings at the following hearing locations are postponed through July 30, 2021: Augusta, Boca Raton, Buffalo, Detroit, Philadelphia, Providence and Wilmington. Beginning August 2, 2021, all FINRA DRS hearing locations will be open for in-person proceedings.” Previously, FINRA DRS had announced the resumption of in-person hearings in 62 of 69 hearing locations, effective July 5.

(ed: *This is wonderful news! **No word on when staff will be returning to the office, although we expect that will roll out in stages.)

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