2023 Moderators & Panelists

(click on photo for bio)

GUEST SPEAKERS

 

RICHARD W. BERRY, Esq.

Executive Vice President and Director, FINRA Dispute Resolution Services (FDRS)

JONATHAN BORCK

Vice President
Analysis Group

STEPHEN BOUCHARD, ESQ.

Associate Commissioner for Securities, District of Columbia Dept of Insurance, Securities and Banking, NASAA’s Broker-Dealer Section Committee Chair

CHRISTINE LAZARO, ESQ.

Prof of Clinical Legal Education
Director of the Securities Arbitration Clinic
St. John's University

GARRY MCCARTHY, KEYNOTE SPEAKER, 

Chief of Police in Willow Springs, Illinois

PETER J. TEPLEY, ESQ.

Partner at Rumberger Kirk, co-chair the Arbitration Panel subcommittee of the ABA Securities Litigation Section

jAMES S. WRONA, ESQ.

Vice President and Associate General Counsel at Financial Industry Regulatory Authority (FINRA)

 


MEMBER SPEAKERS
 

ALAN J. BESNOFF

Securities Expert Witness & Litigation Support, LLC
Current SER President

PAUL CARROLL

Sententia, LLC

JERRY DENIGRIS

Riverside Financial Group, LLC

MARTY DIRKS

Investment Strategy & Analysis

ELIZABETH FALK

Falk Financial Analysis
 

bruce s. foerster

South Beach Capital
 

Robert E. Graham

REG Consulting
Incoming SER President

DAVID C. HINMAN

Hinman Capital Services (HCS)

 

james a kyprios

Kyprios International Services, LLC

ROBERT D. LAWSON

Barrington Financial Consulting Group, Inc.

Richard Leisner

Trenam Law

Keith loveland

Loveland Consulting

STUART OBER

Securities Investigations Inc.

WILLIAM H. PURCELL

William H. Purcell Consulting Inc.

LORI RAINERI

Government Financial Strategies

Stuart rosenthal

Evidence Replay

JEFFERY E. SCHAFF

Ardor Fiduciary Services, Ltd.

ROSS TULMAN

TIA Group