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SER Member Selected by the CFP Board of Standards as Hearing Panelist
January 24, 2020
MEMBER HIGHLIGHT - SER member Alan J. Besnoff, CFP, ChFC, CLU, of Securities Expert Witness & Litigation Support LLC, has been selected by the Certified Financial Planner (CFP) Board of Standards to serve as a Hearing Panelist. As a Hearing Panelist, Mr. Besnoff works with and assists the Disciplinary and Ethics Commission in reviewing and taking appropriate action with respect to alleged violations of or non-compliance with CFP Board's Code of Ethics, Rules of Conduct, and Financial Planning Practice Standards, as well as conduct pursuant to the Fitness Standards for Candidates and Professionals Eligible for Reinstatement. Alan also serves on SER's Board of Directors and is the current Membership Chair. His committee has brought in manynew members in his short tenure. If you know an expert you think would be a good candidate for SER membership, please reach out to Alan for assistance.
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