Robert Henry   

Robert Henry
1750 Ben Franklin Drive
Sarasota, FL 34236

Work: 703-856-7047
Cell: 703-856-7047

Options, Trading, Margin, Damages, Equities & Indices, Prime Broker, Suitability, Industry Practices, ETFs, Clearance, Broker Dealer Operations

1977-1987 SALOMON BROS,INC. OPERATIONS VICE PRESIDENT -Margin Dept -Dividends Dept -New Accounts Dept -Operations Compliance Auditing -Records Department.

OPTIONS/FUTURES TRADING DESK -Program Trading -Index Arbitrage -Buy/Writes -Portfolio Insurance -Prime Broker.

1987-1989 THE FIRST BOSTON CORP, PRODUCT MANAGER OPTIONS DEPT -Index Arbitrage -Prime Broker -Buy/Writes -Portfolio Insurance.

1989-1990 DREXEL BURNHAM, LAMBERT, OPTIONS TRADING -Buy/Writes -Hedging Strategies.

1990-1991 C.B.O.E. INSTITUTIONAL MARKETING DEPT -Hedging Strategies to the 1000 Pension Funds.

1991-1993 ALEX BROWN & SONS, INSTITUTIONAL OPTIONS DEPT -Inaugurated Prime Broker Service -Overwrites -Buy/Writes.

2000-2001 FIRST UNION BANK, FINANCIAL CONSULTANT GROUP -Small Business Banking Services including 401K

2001-2005 JP MORGAN/PLEXUS GROUP, VICE PRESIDENT- PENSION GROUP -Trade Cost Analysis -Transition Analysis.

2005-2008 REFLOW MANAGEMENT, VICE PRESIDENT SALES -Portfolio liquidity Analysis -Trade Cost Analysis -Transition Analysis.


REPRESENTATIVE CASES -Rosen vs Merrill Lynch -Zilber vs Penson Financial Services Inc. -Bayou vs Goldman Sachs Execution & Clearing, L.P. -Montfort vs C.L.King.

FINRA/NASAD REGISTRATIONS -Series 3 National Commodity Futures (1982-1999) -Series 4 Registered Options Principal (1982-1999) -Series 7 General Securities Rep (1980-1999) -Series 15 Foreign Currency Options (1982-1999) -Series 63 Uniform Securities Agent State Law (1982-1999).