Expertise
Keith Alden Loveland, JD, AIFA®, BCF™, CEFEX® Analyst, CIDA®, GFS®, L5™; Securities Licenses 3, 4, 5, 7, 8 (now 9 & 10),15, 24, 27, 53, 63, 65, and 66 – inactive.
Juris Doctor, 1978, William Mitchell College of Law;
Cybersecurity and Privacy Law Certificate program, 2017, Mitchell Hamline School of Law;
Certificate in Fiduciary Leadership, 2021, School of Professional Studies, Wake Forest University;
Certificate in Applied Fiduciary Practices, 2022, School of Professional Studies, Wake Forest University;
Analyst-Auditor-Consultant-Instructor in Privacy Law, Cybersecurity Practices and Law;
Data Security Project, NIST National Cybersecurity Center of Excellence, Observer;
Personal Data Protection Act, Drafting Committee, Uniform Law Commission, Observer;
Professional Member, IAPP®, The International Association of Privacy Professionals;
Professional Member, ISACA®, previously Information Systems Audit and Control Association;
AIFA® Accredited Investment Fiduciary Analyst; Valedictorian, Katz Graduate School, University of Pittsburgh, November 8, 2001;
BCF™ Board Certified Fiduciary, Center for Board Certified Fiduciaries; March 4, 2021;
CEFEX® Fiduciary Analyst and Auditor; Center for Fiduciary Excellence, July 17, 2012;
CIDA® Certified Investment & Derivatives Auditor; Front, Middle, & Back Office; March 15, 2003;
GFS™ Global Fiduciary Strategist; April 20, 2012;
L5® Plank Owner, The Behavioral Governance Society; June 13, 2018;
Co-author with Andrew C. Small and David E. Rosedahl, Practical Implications Regarding the Safeguarding of Customer Information. Appeared as Chapter 15, Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (3 Volume set) 3rd Edition. © 2011 Practicing Law Institute.
Co-author with David E. Rosedahl and Andrew C. Small, Protecting the Privacy of Client Information. Appeared as Chapter 17, pp. 435-492, Modern Compliance: Best Practices for Securities & Finance; © 2015 Wolters Kluwer Financial Services.
Co-author with Brian C. Edstrom and David E. Rosedahl, Practical Implications Regarding the Safeguarding of Customer Information. Appeared as Chapter 28, Broker-Dealer Regulation. © 2018 Practicing Law Institute.
Author, Cybersecurity: A Brief Introduction, © 2021 and 2025, Keith Loveland Consulting, 181 pages.
(For search purposes, not intended to be a comprehensive list)
Expertise
Keith Alden Loveland, JD, AIFA®, BCF™, CEFEX® Analyst, CIDA®, GFS®, L5™; Securities Licenses 3, 4, 5, 7, 8 (now 9 & 10),15, 24, 27, 53, 63, 65, and 66 – inactive.
Juris Doctor, 1978, William Mitchell College of Law;
Cybersecurity and Privacy Law Certificate program, 2017, Mitchell Hamline School of Law;
Certificate in Fiduciary Leadership, 2021, School of Professional Studies, Wake Forest University;
Certificate in Applied Fiduciary Practices, 2022, School of Professional Studies, Wake Forest University;
Analyst-Auditor-Consultant-Instructor in Privacy Law, Cybersecurity Practices and Law;
Data Security Project, NIST National Cybersecurity Center of Excellence, Observer;
Personal Data Protection Act, Drafting Committee, Uniform Law Commission, Observer;
Professional Member, IAPP®, The International Association of Privacy Professionals;
Professional Member, ISACA®, previously Information Systems Audit and Control Association;
AIFA® Accredited Investment Fiduciary Analyst; Valedictorian, Katz Graduate School, University of Pittsburgh, November 8, 2001;
BCF™ Board Certified Fiduciary, Center for Board Certified Fiduciaries; March 4, 2021;
CEFEX® Fiduciary Analyst and Auditor; Center for Fiduciary Excellence, July 17, 2012;
CIDA® Certified Investment & Derivatives Auditor; Front, Middle, & Back Office; March 15, 2003;
GFS™ Global Fiduciary Strategist; April 20, 2012;
L5® Plank Owner, The Behavioral Governance Society; June 13, 2018;
Co-author with Andrew C. Small and David E. Rosedahl, Practical Implications Regarding the Safeguarding of Customer Information. Appeared as Chapter 15, Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (3 Volume set) 3rd Edition. © 2011 Practicing Law Institute.
Co-author with David E. Rosedahl and Andrew C. Small, Protecting the Privacy of Client Information. Appeared as Chapter 17, pp. 435-492, Modern Compliance: Best Practices for Securities & Finance; © 2015 Wolters Kluwer Financial Services.
Co-author with Brian C. Edstrom and David E. Rosedahl, Practical Implications Regarding the Safeguarding of Customer Information. Appeared as Chapter 28, Broker-Dealer Regulation. © 2018 Practicing Law Institute.
Author, Cybersecurity: A Brief Introduction, © 2021 and 2025, Keith Loveland Consulting, 181 pages.
(For search purposes, not intended to be a comprehensive list)
SER Voting Member
