Expertise
Reg BI, Accredited Investor, Crypto Assets, Dual Broker Dealer & RIA.
Case Strategy. Conflict and Dispute Resolution. Complex Transactions, Situations. Practice, Protocols, Regulations. Intra-Industry Analysis. Employment Disputes. Client Complaints, Sales Practices. Remote Virtual.
Investment Suitability. Asset Allocation. Wealth Management. Portfolio Construction. Oversight, Supervision, Misrepresentations, Omissions. Specialty and Closely Held Assets.
Risk Management and Controls. Internal and External Fraud, Defalcation. Fraud Investigation. Ponzi Scheme. Criminal Activity. Reputational Risk.
Trusts and Estates. Standard of Care. Fiduciary Duty. Trustee Duty. Due Diligence. Conflicts of Interest. Private and Corporate Trustees.
Private Banking. Retail Banking. Commercial and Business. Lending. Cash Management. 1031 Exchange, TICs, DSTs and QOZs. Specialty Closely Held Assets. Real Estate. Fractional Ownership. Business Interests.
(For search purposes, not intended to be a comprehensive list)
Expertise
Reg BI, Accredited Investor, Crypto Assets, Dual Broker Dealer & RIA.
Case Strategy. Conflict and Dispute Resolution. Complex Transactions, Situations. Practice, Protocols, Regulations. Intra-Industry Analysis. Employment Disputes. Client Complaints, Sales Practices. Remote Virtual.
Investment Suitability. Asset Allocation. Wealth Management. Portfolio Construction. Oversight, Supervision, Misrepresentations, Omissions. Specialty and Closely Held Assets.
Risk Management and Controls. Internal and External Fraud, Defalcation. Fraud Investigation. Ponzi Scheme. Criminal Activity. Reputational Risk.
Trusts and Estates. Standard of Care. Fiduciary Duty. Trustee Duty. Due Diligence. Conflicts of Interest. Private and Corporate Trustees.
Private Banking. Retail Banking. Commercial and Business. Lending. Cash Management. 1031 Exchange, TICs, DSTs and QOZs. Specialty Closely Held Assets. Real Estate. Fractional Ownership. Business Interests.
(For search purposes, not intended to be a comprehensive list)
With over 38 years of experience in the financial services profession, Mr. Kronvall is the founder of Esoteric Advisors an expert consulting firm that specializes in unique areas of knowledge. Steadfast in seeking the facts and unflappable in our demeanor, we are experienced experts in both civil and criminal cases. Our mission is to make specialized areas of financial services understandable to everyone in plain simple terms.
Mr. Kronvall is also the founder and chief compliance officer at Wealth Innovation, a Registered Investment Advisory Firm. Additionally, he is founder and principal of Wealth Advocacy, a business and professional consultancy.
As a region manager, Mr. Kronvall oversaw such areas as leadership, audit and controls, risk management, human resources, public and community relations. He has worked with regulatory agencies, law enforcement, and international cross border issues. As a wealth advisor he managed a credit, trust, and investment portfolio of over 3 billion in assets; revenues generated by these relationships was over 1 million dollars of annual revenue. Functional areas of oversight included consumer and business banking, loan portfolios, fiduciary and trust, portfolio and investment partners, and various other lines of business.
Mr. Kronvall has a of Bachelor of Arts in Political Science from Humboldt State University; he is a Certified Trust and Fiduciary Advisor, CTFA; Member of the Accredited Certified Fraud Examiners ACFE; holds a California real estate license, a California life and disability license, and FINRA series 7 and 66.
Curriculum Vitae
SER Voting Member
