In 1995, Rob began his career in the securities litigation process. Over the years, Rob has analyzed hundreds of investment accounts and has been involved in dozens of FINRA arbitration cases. Rob also has extensive experience in commercial litigation in both state and federal court. In 2011, he started Securities Claims Management, a consulting and litigation support firm specializing in investment related disputes.
Rob utilizes the latest software tools to review, analyze and calculate damages in investment accounts and testifies with confidence in arbitration and state court about the validity of his results and the procedures used to obtain them. His specialized analytics highlight all aspects of an investment account’s activity including out-of-pocket damages, market adjusted damages, trade-by-trade activity, turnover ratios, suitability/risk metrics, cost/equity analysis asset allocations and margin analysis.
Rob has earned the designation of Chartered Financial Consultant® from the American College of Financial Services. As such, he is trained in the areas of Financial Planning, Retirement Planning, Investments, Estate Planning, Insurance and Taxation.
Rob also has earned the designation of Certified Fraud Examiner® and, as such, is trained in the investigation, detection, prevention and deterrence of fraudulent activity.
Experienced, careful, creative and thorough, Rob blends his arts background into the production of his reports, resulting in well-designed graphics that make his work easily readable and highly persuasive.
SER Voting Member