Alan J Besnoff, CFP,ChFC,CLU

Owner/Consultant, Securities Expert Witness & Litigation Support,LLC
93 Godfrey Lane
Fremont, NH 03044

Work: 603-734-4481
Cell: 603-641-6469

Fiduciary duty,
Asset allocation,
Unauthorized trading,
Over concentration,
Mutual funds,
Financial Planning,
Retirement Plans,
Life insurance,
Disability insurance,
Long term care insurance,
529 plans,
Section 1035 exchanges,
Employment issues,

Over 30 years experience with securities, investments, financial planning, and insurance at the financial advisor, supervisory, and managing principal level.

Conducted over 1,000 classes, workshops, and presentations on securities, investments, financial planning and insurance to a wide variety of audiences including financial professionals, university students, and consumers.

During tenure as Supervisor & Managing Principal provided suitability guidance on thousands of securities & investment transactions.

Developed and taught compliance training programs and implemented policies & procedures to assure branch offices, Financial Advisors and managers, were in compliance with FINRA and SEC regulations.

Mr. Besnoff has passed the following FINRA registration examinations:
Series 7
Series 6
Series 63
Series 65
Series 26
Series 24

In addition, Mr Besnoff is licensed for Life & Health Insurance, Variable Life, and Variable Annuities.

Nationally recognized certifications and professional designations include:

Certified Financial Planner, (CFP)
Chartered Financial Consultant, (ChFC)
Chartered Life Underwriter, (CLU)

Mr. Besnoff provides litigation consulting and expert witness testimony throughout the United States on matters involving securities, financial planning, life insurance, annuites, and employment disputes.

Mr. Besnoff also serves as a FINRA Arbitrator.

Curriculum Vitae