Peter E Bulger
232 Westchester DR SO
Delmar, NY 12054
Complex matters and case analysis involving private funds, broker-dealers and investment advisers
Clearing and custody arrangements; prime brokerage and clearance; supervision and suitability; trading; margin; fiduciary standard for advisers; corporate compliance process and procedures; broker-dealer financing; institutional equity research and trading; executive management and supervision.
Associated with DriveWealth LLC; current registrations:
General Securities Principal- 24
General SEcurities Representative- 7
Options Principal- 4
Series 63, 65
Former Investigator with NASD;
CCO with First Albany Corporation;
Litigation and Regulatory Analyst with Shearson Lehman;
Board Director, COO,CFO and CCO with CL King and Associates; and,
Board Director, CCO Paradigm Capital Management (RIA)
Over his 40 year career, Mr. Bulger has been active with organizations such as SIA, SIFMA, NOIP, NSCP and the Institute for Financial Management Regulation at the State University of New York.
Oversaw organizations with more than 500 employees and advisors with more than $2 billion AUM.
Presently associated with Drivewealth LLC, Chatham NJ-
registered as 4,7,24, 27, 53, 63, 65, 87 & 99