Thomas A. Franko
Law Office of Thomas A Franko
102 Van Houton Avenue
Chatham, NJ 07928
Clearing, Operations, Risk, Trading, Securities Regulation, Supervision, Prime Brokerage
I have spent over 30 years as an in-house attorney at brokerage firms. For 20 years, I was an in-house attorney at Pershing LLC, retiring in 2006 as its General Counsel. I have broad experience in clearing, risk, discount brokerage, prime brokerage, trading, and related matters.