Walter E. (Skip) Auch, Jr.

Managing Director, Auch Company LLC
5 Ridgeview Ave.
Greenwich, CT 06830

Work: (203)-355-1416
Cell: (212)-529-5900

FINRA Despute Resolution Arbitrator, Firm & Branch Management, Board of Directors, Audit Committee, Governance,Capital & Consumer Markets, Investment Banking, Underwriting & Syndication, Deal Allocation, Public Offerings, Venture Capital, 144, Private Placements, Investment Management, Mutual Funds,,Brokerage (retail, institutional, discount, prime) Marketing, Recruiting & Employment Issues, Broker Protocol, Compliance, Supervision, Research (security analysis),Equities, Fixed Income (Corporates, Governments, Structured Investments, Securitized Investments,Mortgages, Municipals, Preferreds, Money Markets), ETFs, Alternative Investment, Commodities & Futures, Retail and Institutional sales, sales practices, Limited Partnerships, Hedge & Fund of Funds, Securities Transfer, ACAT, Short Position, Churning, Asset Allocation, Concentration, Trading

Ohio Wesleyan University, BA, History New York University, MBA, Finance FINRA Arbitrator Training Program

U.S. Army Officer -OCS- Ft. Belvoir, Va.- Combat Engineers -Ft. Leonard Wood, MO - Exec. & Training Officer -Viet Nam, Mekong Delta - Engineer Officer

40 Years experience in the Securities and Investment Banking Industries. Functional Roles: Branch Management, Product Management, Senior Management, Search &Recruitment Firm, Investment Banking Officer, Syndication Officer, Retail and Institutional Sales, Floor Operations Manager, Trader,