Robert E Graham


Founder, Robert E Graham Consulting
333 West North Ave #343
Chicago, Il 60610

Work: 847-727-4387
Cell: 847-727-4385
regraham@mac.com
Website

Expertise
FINRA Arbitrator and Securities expert for Wealth Management, Institutional Equity and Fixed Income Sales and Trading, Options and Cash Management Unauthorized Trading, Insider trading, Discretion Suitability, Regulatory, HR, expungement, Employee Forgivable Loans, Wrongful Termination, Senior Clients, Annuities, Structured Notes, Auction Rate Securities, Alternative Investments, Non traded securities, Suitability, Compliance, Expungement, Failure to Supervise and Sales Practice complaints

Bio
Senior Leader with 35 years experience for two of the largest Global Banks. Focused on Wealth Management and Institutional Advisory businesses, Founder of. Successful RIA with 14 locations . Assisted in co-writing the Graduate program for Wealth Management for a major Chicago University. Articles written include, Building a Winning Culture, Planning for success, Back to Basics, Professional Ethics , Building a Professional Practice. Former Regional Managing Director for the Midwest overseeing 30 branch offices with +900 Financial Advisors and $80 Billion of client assets. Active with or formerly on boards of Archdiocese of Chicago ,Vice Chair of the Joffrey Ballet, Chairman of the Advisory Board for the Chicago Police Memorial Foundation, Gateway for Cancer research , and Graduate school of business for DePaul University , finance council for St Michaels Church . Graduate of St Johns University in New York , with a BS in Marketing and Economics . I have 4 children with 3 grandchildren and currently live in Chicago LinkedIn : Bob Graham