Meet Our Experts
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Cynthia L King
C L King & Associates, LLC
480-285-1765
cking@clklaw.com

Suitability, Supervision, Manipulation, Churning, Underwriting and disclosure issues, Securities registration issues,...

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Mason Alan Dinehart III
Owner and founder, FEND - Financial Education Network Development
310 641 0377
fendmase@ca.rr.com

Mr. Dinehart is a FINRA Arbitrator and expert with nearly 4 decades of industry experience, including a branch...

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Jeffery E. Schaff
Ardor Fiduciary Services, Ltd.
Northfield, Il
847-441-3228
jschaff@ardorfinancial.com

Brokerage sales and supervision Investment fiduciary duties of Investment advisors and trustees Analysis of complex...

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Geraldine Genco Dube
Principal, Geraldine A. Genco & Associates Inc.
Tequesta, FL
561 745-3893
ggenco@ggencoassociates.com

- Expert Witness and consultant, since 1991. Retained in excess of 400 times, testified over 100 times. - Former...

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George H. Friedman
Principal, George H. Friedman Consulting, LLC
Teaneck, NJ
917-841-0521
gfriedmanadr@gmail.com

Arbitration, Mediation, Dispute Resolution, FINRA Arbitration, FINRA Mediation, Arbitrator Selection, Law School Teaching

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Thomas Fehn Esq,
Fields, Fehn & Sherwin
Los Angeles, Ca
3104736338
tomfehn@ffandslaw.com

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Gerald A. Guild
Guild Associates
Lyme, CT
908 277-4207
gguild@comcast.net

Fixed Income, Margin, Asset Allocation, Portfolio Strategy. Suitability, Damages, Branch Management and Supervision,Product...

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Stuart Ober
President, Securities Investigations, Inc.
Woodstock, NY
845 679-2300
ober@stuartober.com

Due Diligence, Fiduciary Standard of Care, Suitability, Selling Away, Private Placements, Ponzi Schemes, Investment...

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Who We Are


Securities Experts' Roundtable, Inc.'s members provide expert consulting, testimony, and other services in securities litigation and FINRA and AAA arbitration. SER facilitates the sharing of ideas and information concerning issues common to members by conducting conferences, seminars, and meetings to provide continuing education and assisting members in improving their professional conduct, performance, practice, and expertise.

Our experts are widely used to provide insight in the analysis of investments, documents, securities law, as well as utilized in speaking engagements and training. SER was formed in 1993 and has a nationwide presence of individuals with a wide depth and breadth of knowledge in the securities industry.

To find an expert that fits your needs, use our "Find an Expert" search page. Use the contact information provided in each member's profile to contact that member directly.  Our securities experts include expertise in supervision, suitability, margin, damages, options and portfolio analysis. 

SER encourages the pro bono participation of our members in Legal Clinics, several of which are affiliated with law schools, by teaching, consulting, and providing expert testimonial services.

In addition, we support and improve the process of securities dispute resolution through participation in conferences, committees, and meetings of other organizations involved in the process of securities dispute resolution.

Select the link to see SER's position on:

 



The Securities Experts' Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal profile. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site.

Securities Experts' Roundtable, Inc. is a Professional Business League 501(c)6 non-profit corporation.