About our organization

Stock Exchange, NYSecurities Experts’ Roundtable, Inc.’s members provide consulting, expert testimonial, or other services in securities and commodities dispute resolution and related matters. SER facilitates the sharing of ideas and information concerning issues common to members by conducting conferences, seminars, and meetings to provide continuing education and assist members in improving their professional conduct, performance, and expertise.

SER encourages the participation of our members in Legal Clinics, several of which are affiliated with law schools, by teaching, consulting, and/or providing expert testimonial services on a pro bono basis.

In addition, we support and improve the process of securities dispute resolution through participation in conferences, committees, and meetings of other organizations involved in the process of securities dispute resolution.

Select the link to see SER’s position on:

Regulatory Advocacy issues

Membership Criteria and Benefits  (Voting and Associate Members)

Best Ethical Practices

**The Securities Experts’ Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal web page. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site. SER members may send e-mails to other members of the organization. Individual members are responsible for all information contained in messages sent. SER is not responsible for any information contained in electronic mail sent from a member to any other member(s).