A Sample of Our Experts
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Mason Alan Dinehart III
Owner and founder, FEND - Financial Education Network Development

Mr. Dinehart is a FINRA Arbitrator and expert with nearly 4 decades of industry experience, including a branch manager for 3  firms. He has testified in over 300 arbitrations...

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Ray Aronson
Litigation and Arbitration Consultant, Raymond L. Aronson Consultant
Palm Beach Gardens, FL

I am available as a litigation consultant and expert witness specializing in complex broker dealer securities issues, supervision, clearing, prime brokerage, hedge fund and...

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Bruce S. Foerster
President, South Beach Capital Markets
Miami, FL

I. Investment Banking1. Underwritten public offerings: solicitation; due diligence, transparency & disclosure; commitment committee, new issue marketing & suitability committee...

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Richard Leisner
Attorney - Shareholder, Trenam Kemker
Tampa, FL

Public and private securities offerings (IPOs, Regulation D, etc.) Broker dealer private offering responsibilities Due diligence Securities resales (Rule 144, etc.) M&A...

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Ross Tulman
TIA Group

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Geraldine Genco Dube
Principal, Geraldine A. Genco & Associates Inc.
Tequesta, FL

- Expert Witness and consultant, since 1991. Retained in excess of 400 times, testified over 100 times. - Former head of compliance for three national Firms (broker/dealer(s)...

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Gordon Yale
Yale, LLC

Due diligence, Ponzi schemes, adequacy of disclosure, fraudulent financial reporting, professional negligence, damages real estate investments, non-traded REITs,bonds, tax-exempt...

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Jeffery E. Schaff
Ardor Fiduciary Services, Ltd.
Northfield, Il

Brokerage sales and supervision Investment fiduciary duties of Investment advisors and trustees Analysis of complex investments and strategies

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Who We Are


Securities Experts' Roundtable, Inc.'s members provide expert consulting, testimony, and other services in securities litigation and FINRA and AAA arbitration. SER facilitates the sharing of ideas and information concerning issues common to members by conducting conferences, seminars, and meetings to provide continuing education and assisting members in improving their professional conduct, performance, practice, and expertise.

Our experts are widely used to provide insight in the analysis of investments, documents, securities law, as well as utilized in speaking engagements and training. SER was formed in 1993 and has a nationwide presence of individuals with a wide depth and breadth of knowledge in the securities industry.

To find an expert that fits your needs, use our "Find an Expert" search page. Use the contact information provided in each member's profile to contact that member directly.  Our securities experts include expertise in supervision, suitability, margin, damages, options and portfolio analysis. 

SER encourages the pro bono participation of our members in Legal Clinics, several of which are affiliated with law schools, by teaching, consulting, and providing expert testimonial services.

In addition, we support and improve the process of securities dispute resolution through participation in conferences, committees, and meetings of other organizations involved in the process of securities dispute resolution.

Select the link to see SER's position on:

 



The Securities Experts' Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal profile. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site.

Securities Experts' Roundtable, Inc. is a Professional Business League 501(c)6 non-profit corporation.