A Sample of Our Experts
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John Geelan

Tenafly, NJ
201-871-4643
johnpgeelan@gmail.com

Option-Margin Regulations & Credit Risk Expert

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Jerry DeNigris
Analyst / Expert, Riverside Financial Group, LLC
Cranford, NJ
(908) 272-5558
jdenigris@riversidefinancial.com

Trading Analysis, Options, Fixed Income, Mortgaged-backed Securities, Complex trading, Churning, Markup-ups, Suitability,...

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Gordon Yale
Yale & Company
303 331-6461
gyale@gyale.com

Due diligence, Ponzi schemes, adequacy of disclosure, fraudulent financial reporting, professional negligence,...

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Paul Carroll
Vice President, Thornapple Associates Inc.
Summit , NJ
908.277.0003
pcarroll@thornapple.net

Prime Brokerage, Portfolio Margin, Margin, SMA, TIMS, SPAN, risk management, operations services, trade capture,...

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Gerald A. Guild
Guild Associates
Lyme, CT
908 277-4207
gguild@comcast.net

Fixed Income, Margin, Asset Allocation, Portfolio Strategy. Suitability, Damages, Branch Management and Supervision,Product...

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Frank A Sullivan
Litigation Services
Jamestown, Ri
401 423-1618
fsulli1702@aol.com

Suitability, Supervision, Employment Disputes, Selling Away,1031 Exchanges, Expungement, Portfolio P/L Deriviatives,Senior...

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Ross Tulman
TIA Group
614 854-9950
rpt@tiagroup.com

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David Tilkin
President, Tilkin Group
Hingham, MA
781-836-4643
david@tilkingroup.com

David has significant experience as a testifying expert witness and has testified at FINRA, JAMS, AAA and SEC proceedings....

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Who We Are


Securities Experts' Roundtable, Inc.'s members provide expert consulting, testimony, and other services in securities litigation and FINRA and AAA arbitration. SER facilitates the sharing of ideas and information concerning issues common to members by conducting conferences, seminars, and meetings to provide continuing education and assisting members in improving their professional conduct, performance, practice, and expertise.

Our experts are widely used to provide insight in the analysis of investments, documents, securities law, as well as utilized in speaking engagements and training. SER was formed in 1993 and has a nationwide presence of individuals with a wide depth and breadth of knowledge in the securities industry.

To find an expert that fits your needs, use our "Find an Expert" search page. Use the contact information provided in each member's profile to contact that member directly.  Our securities experts include expertise in supervision, suitability, margin, damages, options and portfolio analysis. 

SER encourages the pro bono participation of our members in Legal Clinics, several of which are affiliated with law schools, by teaching, consulting, and providing expert testimonial services.

In addition, we support and improve the process of securities dispute resolution through participation in conferences, committees, and meetings of other organizations involved in the process of securities dispute resolution.

Select the link to see SER's position on:

 


Letter from the President

Tuesday May 6, 2014.
Subject: Annual Conference - Save the Dates August 8th and 9th.

I am very excited that the Marines Memorial Club and Hotel in downtown San Francisco on August 8th and 9th will be the site of SER's 2014 Annual Conference!  Complete details are available under the Conference Tab in the top menu bar under "Current Conference."

Board members are reminded to arrive on August 7 for our Finance Committee Meeting and Board Dinner.




The Securities Experts' Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal profile. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site.

Securities Experts' Roundtable, Inc. is a Professional Business League 501(c)6 non-profit corporation.